Break-Up Letter

Break‑Up Letter” Template (copy/paste)

Subject: Request to Transfer Accounts

Hi [Advisor Name],

Thank you for your past service. I’ve decided to consolidate my planning and investments with a new advisor. Please cease discretionary trading and ongoing management effective immediately.

I authorize the transfer of my accounts to:

Custodian: Altruist

Receiving Firm/Advisor: Lock Wealth Management

Kindly provide any required statements or cost basis details to facilitate an ACATS transfer. Please confirm once all holds are removed and the accounts are ready to transfer.

Thank you,

[Client Name]

[Last 4 of account or account title, if needed]